Australia + New Zealand

Regulatory intelligence for people who actually have to deal with regulation.

Clear, structured summaries of the developments that matter for financial services compliance. No noise. No performative commentary.

Compliance Commons is being developed as an independent industry resource for Australia's financial services community, with selected New Zealand coverage.

01Source-ledEvery briefing links back to the primary regulatory source.
02Practitioner-orientedWritten for the operational question: what does this mean for us?
03Deliberately selectiveOnly developments with meaningful compliance relevance.

The monitoring feed

Latest regulatory developments

The signals that carry practical implications for financial services organisations.

Individual briefings
3 developmentsNewest first
ASICAustraliaConsultationReview
ASIC proposes broader pre-IPO advertising relief for prospective issuers

ASIC is consulting on expanded relief from Corporations Act restrictions on advertising unquoted securities before prospectus lodgement. Prospective issuers could communicate more broadly if advertisements identify the issuer and seller, explain where and when the prospectus will be available, ensure the prospectus is available by listing, and direct investors to it as the primary source for investment decisions. Submissions close on 11 September 2026.

Read briefing
ASICAustraliaEnforcementAction likely
ASIC seeks restraints over alleged unlicensed promotion of offshore funds

ASIC has applied to the Federal Court for orders restraining Royce Capital Investments, Royce (Aust) Real Estate, Louie Kortesis and Paul Chiodo from promoting or accepting Australian investment in three offshore funds, or financial products generally. ASIC alleges that Royce Capital raised $1.536 million from five Australian SMSF investors without holding an Australian financial services licence and that promotional brochures included misleading representations about guaranteed or fixed annual returns of 13 per cent.

Read briefing
APRAAustraliaConsultationReview
APRA consults on streamlined superannuation reporting through APRA Connect

APRA is consulting on amendments to superannuation reporting standards SRS 533.0, SRS 610.2 and associated definitions in SRS 101.0 as the collections move to APRA Connect. The proposals remove duplicated or unnecessary data, retain selected information used for publications and the MySuper performance test, and revoke SRS 001.0. Submissions close on 21 August 2026.

Read briefing
Featured operational guide 8 minute read

From signal to response

Preparing for closer scrutiny of operational resilience

A practical framework for checking whether tolerance settings, scenario evidence and third-party oversight will stand up to supervisory review.

Explore the guide

Browse the knowledge system

Compliance topics

Explore regulatory signals within the domains most relevant to your responsibilities.

Featured from the professional register

Compliance expertise, when the answer requires depth.

Up to eight featured experts, with the full searchable register available separately.

Useful by design

Resources and tools

Practical materials for the work that follows the regulatory signal.

Search all resources →
Checklist

Regulatory change triage checklist

A disciplined first-pass assessment for consultations, guidance, enforcement signals and legislative developments.

Open resource →
Framework

Operational significance matrix

A practical model for distinguishing developments to monitor from those requiring review or action.

Open resource →
Template

Board regulatory update template

A concise structure for presenting material regulatory developments, implications and decisions to boards and committees.

Open resource →

Editorial source register

Where the Commons looks.

Compliance topics are informed by a defined source universe spanning primary law, regulators, professional bodies and selected practitioner analysis.

Editorial principle

Every published regulatory briefing should identify and link to its controlling primary source. Secondary publications may support discovery and interpretation, but they do not substitute for legislation, regulator material or the original decision.

A commons for compliance professionals

Built to bring clarity to complexity.

Compliance Commons is being developed as a standalone industry resource for people who carry the responsibility of navigating regulatory systems.

Updates are drawn from primary sources and selected for their practical significance. The aim is not to catalogue every announcement, but to surface the signals that genuinely affect compliance practice.

About, support and editorial transparency →

Transparent by design

A standalone identity, with its current support clearly disclosed.

Compliance Commons is currently supported by Assured Support Pty Ltd during its establishment and growth. It is intended to transition to separate ownership once established.

Read the full transparency statement