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Market Conduct

Regulatory signals affecting disclosure, advertising, market integrity, product communications and conduct across public and private markets.

Questions for compliance teams

What to keep in view

  1. Are public statements accurate, balanced and appropriately approved?
  2. Do disclosure controls respond to changing information promptly?
  3. Are conflicts and market integrity risks clearly owned?

Published intelligence

Updates on Market Conduct

ASIC · 4 Aug 2026

ASIC proposes broader pre-IPO advertising relief for prospective issuers

ASIC is consulting on expanded relief from Corporations Act restrictions on advertising unquoted securities before prospectus lodgement. Prospective issuers could communicate more broadly if advertisements identify the issuer and seller, explain where and when the prospectus will be available, ensure the prospectus is available by listing, and direct investors to it as the primary source for investment decisions. Submissions close on 11 September 2026.

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